Principal / Agent
Are you an Investment Advisor wanting to become more Independent?
Why?
♦ Because of superior payout
♦ Because of control of the work environment and the essential pros and cons of running your own business
♦ Because you will own your own business and operating style while functioning under a full platform offering of a major firm
♦ Because of flexibility and control of your own retirement and succession planning
♦ Because of an attractive and fully supported transition package
We offer you…
♦ A thorough knowledge of the major firms offering a principal/agent model and an understanding of the multiple benefits of being independent under the umbrella support of a major firm
♦ The consideration and merits of joining an established branch versus starting your own branch
♦ The how-to’s of approaching your staff and clientele on the benefits of “independence”
♦ A clear understanding of liability and compliance issues under the principal/agent model
♦ The essential pros and cons of running your own business and an understanding of the realities behind the payout factor in the principal/agent model