IA – IIROC Principal – Agent Model

The CHG is hiring on behalf of a major financial institution.

We are actively seeking Investment Advisors who demand more control of their working environment and prefer a flexible non-bureaucratic working atmosphere.

As an independent broker you expect and enjoy a superior payout with a fully supported products and services platform through a major IIROC financial institution.

Your total support package includes:

• Reporting

• Back office

• Compliance

• Research

• Attractive financial transition pkg.

• Syndicate offerings

• Seamless transition support program

While we appreciate receiving all applications, only those applicants who most closely match the position criteria requirements may be contacted for an interview.

Required Skills

In this environment you are recognized as a professional and you are the client under the principal/agent model of a major IIROC firm.


• Earn a far superior payout at any level of production

• Develop your unique business style and offering

• Control your own expenses

• Own the client relationship (in writing)

• Control your retirement and succession planning


• A min of 3 years experience managing a min of $40MM in client assets

• Produce a min of $400k in annual revenues